SECTION 4(A)6 OF THE SECURITIES ACT The SEC’s crowdfunding rules are found in Section 4(a)(6) of the Securities Act, known as Regulation CF. These rules have made it easier for companies to raise money from a wider range… Read More
Category: Blog Posts Tags: Crowdfund, Crowdfunding, Crowdfunding Capital Raise Regulation CF, Crowdfunding Financing, Crowdfunding Lawyer, Regulation CF, Regulation CF Attorney, Regulation CF Attorneys, Regulation CF Capital Raise, Regulation CF Crowdfunding, Regulation CF Funding, Regulation CF Law Firm, Regulation CF Lawyer, Regulation CF Lawyers, Regulation CF offering, Regulation CF RequirementsCrowdfund, Regulation Crowdfund, Regulation Crowdfunding, Regulation Crowdfunding Attorney, Regulation Crowdfunding attorneys, Regulation Crowdfunding Lawyers, Regulation Crowdfunding Offering, Regulation Crowdfunding Reporting, Regulation Crowdfunding Requirements, Regulation Crowdfunding SEC Reporting, Regulation Crowdfunding Securities Offering, SECTION 4(A)6
Regulation A, also known as Regulation A+, provides investors with more investment choices and issuers with more capital raising options during their going public transactions. The rules adopting Regulation A+ are mandated by Title IV of the Jumpstart… Read More
Category: Blog Posts Tags: Form 1-A. Form 1-A offering circular, Form 1-K, Form 1-K Annual Reports, Form 1-K Report, Form 1-SA; Form 1-SA Reports, Form 1-U, Form 1-U Report, Form 1-U Reporting, Form 1-Z Report, Regulation 1-SA, Regulation A, Regulation A Filings, Regulation A Form 1-k, Regulation A Reporting, Regulation A Reports, Regulation A Rule, Regulation CF, Regulation Crowdfunding, SEC Registration, SEC Reporting, SEC Reporting Requirement, SEC Reporting Requirements, SEC Reports, SEC Rule, SEC Temporary Rule, Securities Act, Securities Offering, Semi-annual reports on Form 1-SA
The SEC recently granted issuers using Regulation A and Regulation Crowdfunding known as Regulation CF have been granted extensions to their SEC reporting obligations. Last month, the SEC published new temporary final rules extending the due dates for… Read More
Category: Blog Posts Tags: 1-SA, 1-SA Report, Accredited Crowdfunding, Accredited Investor, Annual Reports on Form 1-K, BackerKit, Brenda Hamilton, coronavirus, COVID-19, Covid-19 Pandemic, COVID-19 SEC, Crowdfunding, Crowdfunding Exemption, Form 1-K, Form 1-K Annual Reports, Form 1-K Report, Form 1-SA; Form 1-SA Reports, Form 1-U, Form 1-U Report, Form 1-U Reporting, Form 1-Z Report, Form C, Form c-AR Annual Report, Form C-TR Termination of Reporting, Form C-U Reports, Form C/A, Form ID, Kickstarter, Michael Williams, Regulation 1-SA, Regulation A, Regulation A Filings, Regulation A Form 1-k, Regulation A Reporting, Regulation A Reporting Requirement, Regulation A Reports, Regulation A Rule, Regulation CF, Regulation Crowdfunding, Regulation Crowdfunding Reporting, Regulation Crowdfunding reporting Requirement, Report on Form 1-SA, Rule 506, Rule 506-c, Rule 506(c), SEC, SEC COVID-19, SEC Final Rule, SEC Registration, SEC Reporting, SEC Reporting Requirement, SEC Reporting Requirements, SEC Reports, SEC Rule, SEC Temporary Rule, Securities Act, Securities Offering, Semi-annual reports on Form 1-SA
Crowdfunding Options After Coronavirus In the past six weeks, the COVID-19 outbreak has caused quarantines and closures, and has restricted the movement of people and goods between countries and within the United States. It’s devastated certain industries and… Read More
Category: Blog Posts Tags: Accredited Crowdfunding, Accredited Investor, BackerKit, Brenda Hamilton, coronavirus, COVID-19, Covid-19 Pandemic, Crowdfunding, Crowdfunding Exemption, Kickstarter, Michael Williams, Regulation A, Regulation CF, Regulation Crowdfunding, Rule 506, Rule 506-c, Rule 506(c), SEC, SEC Registration, SEC Reporting Requirements, Securities Offering
The SEC Addresses COVID-19 Disclosure Requirements Earlier this month, the Securities and Exchange Commission (the “SEC”) addressed COVID-19 disclosure requirements in a release reminding companies subject to the SEC’s reporting requirements of their disclosure obligations regarding their… Read More
Category: Blog Posts Tags: COVID-19, COVID-19 Disclosure Requirements, COVID-19 DISCLOSURES, COVID-19 SEC, COVID-19 SEC DISCLOSURES, Form 10-K, Form 10-Q, Form 20-F, Form 6-K, Form S-3, Form S-8, insider trading, Rule 12-25 Extension, Rule 12b-25, Rule 144, SEC Reporting Requirements Selective Disclosure
U.S. Small Business Administration Offers Funding in Response to COVID-19. The Coronavirus Preparedness and Response Supplemental Appropriations Act (the “Act”), passed with near unanimous support in both the House and Senate and was signed into law on March 6, 2020. The Act provides $20 million for the Small Business Administration (“SBA”) disaster loans program to support SBA’s administration of loans to entities financially impacted as a result of the coronavirus. Individual businesses may apply for up to $2 million of working capital loans.
Category: Blog Posts Tags: Brenda Hamilton, coronavirus, COVID-19, disaster loans program, Families First, Hamilton & Associates Law, SBA Disaster, SBA Disaster Loan, SBA Loan, Securities Attorney, Small Business Loan
The FDA recently approved an opioid-free pain-relieving cream from Honest Globe, a plant-based wellness company specializing in alternative health care. This over-the-counter topical is infused with cannabidiol (CBD) oil, an ingredient found in cannabis, originally derived from the hemp plant.
According to the company, Elixicure may be able to help those manage chronic pain without the use of narcotics.”We are ecstatic to announce that Elixicure’s Registration has been Certified by the FDA,” Elixicure’s Chief of Business Development, Yaniv Kotler said. “The FDA’s certification provides customers with an alternative to opioids for pain relief.”
This is what you need to know.
Category: Blog Posts Tags: attorney, Cannabis, Cannabis Company, cbd, CBD Company, cbd oil, fda, Health, Health and Wellness, Healthcare, hemp, Hemp Oil, holistic health, Market, Open Market
FINRA Encourages Member Firms to Provide Notice of Activities in Digital Securities Last year, FINRA took several steps to engage with its members regarding their current and planned activities relating to digital assets. These efforts included the issuance… Read More
On January 23, 2020, the Securities and Exchange Commission (SEC) issued a cease and desist order against attorney Ben Bunker (Benjamin L. Bunker). Bunker is a 42 year old lawyer based in Las Vegas, Nevada. Bunker was working… Read More
Category: Blog Posts Tags: ben bunker, disgorgement, enforcement, fraud, Going Public, lawyer, legal opinions, Microcap Action, Microcap Investor, Microcap Stock, OTC Markets, penalty, Penny Stock, Penny Stock Bars, Penny Stock Investor, Penny Stock Issuer, ponzi scheme, regulation, russell, SEC, SEC Action, SEC Administrative Proceeding, SEC Attorney, SEC Claim, SEC Defendant, SEC Defense, SEC Fraud, SEC Injunction, SEC Law Firm, SEC Lawsuit, SEC Lawyer, SEC Litigation, SEC Penny Stock Bar, Securities Attorney, Securities Fraud, Securities Law Defense, Securities Lawyer, stock certificates
FINRA, before the New Year 2020, sanctioned five major financial firms who failing to reasonably supervise custodial accounts. These five firms were: Citigroup Global Markets Inc.; J.P. Morgan Securities LLC; LPL Financial LLC; Morgan Stanley Smith Barney LLC;… Read More
