Form 10 and Form 8-A Registration Statements under the Securities Exchange Act Simultaneously or subsequent to the effectiveness of a registration statement under the Securities Act of 1933, as amended (the “Securities Act”) for an initial public offering (IPO) or direct public… Read More
Category: Blog Posts Tags: Class of Securities, Direct Public Offering, DPO, Exchange Act, Form 10, Form 8-A, Form S-1, Form S-1 Attorney, Form S-1 Going Public, Form S-1 Registration Statement Lawyer, Form S-1 Registration Statement Lawyers, Go Public, Go Public 2018, Go Public Attorney, Go Public Attorneys, Go Public Law Firm, Go Public Lawyer, Go Public Lawyers, Going Public, Going Public Attorney, Going Public Attorneys, Going Public Lawyer, Going Public Lawyers, Initial Public Offering, IPO, Registration Statement, Securities Act, Securities Law Blog, Securities Lawyer, Securities Offering
Using a Form S-1 Registration Statement to Go Public Private companies that go public commonly use a registration statement (“Registration Statement”) on Form S-1 under the Securities Act of 1933, as amended (the “Securities Act”) to go public…. Read More
Category: Blog Posts Tags: 10-Q, Filing a Form S-1, Form 10-K, Form S-1, Form S-1 Attorney, Form S-1 law, Form S-1 Lawyer, Form S-1 Registration Statement, Form S-1 Registration Statement Lawyers, Go Public, Go Public 2018, Go Public Attorney, Go Public Attorneys, Go Public Law Firm, Go Public Lawyer, Go Public Lawyers, Going Public, Going Public Attorney, Going Public Attorneys, Going Public Lawyer, Going Public Lawyers, Going Public Securities Lawyer, Registration Statement, Securities Law Blog
Regulation A also known as Regulation A+ provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a Going Public Transaction. One key benefit of Regulation A+ is that companies using… Read More
Category: Blog Posts Tags: Continuous Offering, Delayed Offering, Form 1-A, Form 1-A Offering Circulars, Form 1-SA, Form 1-Z, Going Public, Raising Capital, Registration Requirements, Registration Statement, Regulation A, Regulation A Attorney, Regulation A Disclosure, Regulation A Lawyer, Regulation A Offering, Regulation A Offerings, Regulation A Shelf, Regulation A Shelf Offering, Regulation A Tier 1, Regulation A Tier 1 Offering, Regulation A Tier 2, Regulation A Tier 2 Offering, Regulation A+ Attorneys, Regulation A+ Lawyers, Resell Restricted Securities, Restricted Securities, Rule 251(d)(3), SEC qualified Form 1-A., SEC Reporting Company, Securities Offering, Seed Stockholders, Shelf Offering, Ticker Symbol, Tier 1, Tier 2
Companies going public with Form S-1 have several options in how to structure their transaction when registering securities with the Securities and Exchange Commission (“SEC”). Form S-1 enables issuers to raise capital using the registration statement or register… Read More
Category: Blog Posts Tags: Form S-1, Form S-1 Going Public, Form S-1 Registration Statement, Form S-1 Registration Statement Lawyer, Form S-1 Registration Statement Lawyers, Go Public, Go Public 2018, Go Public Attorney, Go Public Attorneys, Go Public Law Firm, Go Public Lawyer, Go Public Lawyers, Going Public, Going Public Attorney, Going Public Attorneys, Registered Offering, Registration Statement, Securities Attorney, Securities Blog, Securities Law Blog, Securities Lawyer, Use of Proceeds
Form S-1 is the most commonly used registration statement statement filing with the Securities and Exchange Commission (“SEC”). This blog post addresses the summary information section of Form S-1. The requirements of the section are located in Items 501 and… Read More
Category: Blog Posts Tags: Form S-1, Form S-1 Attorney, Form S-1 Attorneys, Form S-1 Lawyer, Form S-1 Lawyers, Form S-1 Registration Statement, Form S-1 Registration Statement Lawyers, Form S-1 Summary, Form S-1 Summary Section, Go Public, Go Public 2018, Go Public Attorney, Go Public Attorneys, Go Public Law Firm, Go Public Lawyer, Go Public Lawyers, Going Public, Going Public Law Firms, Item 501, Registration Statement, Risk Factors, S-1 Cover Page, Securities Law Blog, Securities Lawyer
Once the SEC staff declares your company’s Securities Act registration statement on Form S-1 effective, the company becomes subject to the SEC’s reporting requirements under the Securities Exchange Act of 1934. These rules require your company to file annual reports… Read More
Category: Blog Posts Tags: Form 10-K, Form 10-Q, Form S-1, Form S-1 Attorney, Form S-1 Attorneys, Form S-1 Registration Statement, Form S-1 Registration Statement Lawyer, Form S-1 Registration Statement Lawyers, Go Public, Go Public 2018, Go Public Attorney, Go Public Attorneys, Go Public Law Firm, Go Public Lawyer, Go Public Lawyers, Going Public, Going Public Form S-1, Going Public Law Firms, Registration Statement, SEC Reporting, SEC Reporting Requiements, Securities Law Blog, Securities Lawyer, Smaller Reporting Company
The Regulation A + offering integration rules prevent companies from improperly avoiding registration by dividing a single securities offering into multiple securities offerings to take advantage of Securities Act exemptions that would not be available for the combined offering. Regulation A… Read More
Category: Blog Posts Tags: Exempt Offering, Go Public, Going Public, Going Public Lawyer, Integration, Regulation A, Regulation A Attorney, Regulation A Law Firm, Regulation A Lawyer, Regulation A Offering, Regulation A+ Lawyers, Rule 506, Rule 506(c), SEC Offering, SEC reporting requirements, Securities Offering
Form S-1 Risk Factor Disclosures l Securities Lawyer 101 The Securities Act of 1933 is often called the “truth in securities” law. It has two basic objectives: to require that investors receive financial and other important information about… Read More
Category: Blog Posts Tags: Form S-1, Form S-1 Attorney, Form S-1 Attorneys, Form S-1 Going Public, Form S-1 Lawyer, Form S-1 Lawyers, Form S-1 Registration Statement, Form S-1 Registration Statement Lawyer, Form S-1 Registration Statement Lawyers, Go Public, Go Public 2018, Go Public Attorney, Go Public Lawyer, Go Public Lawyers, Going Public, Going Public Law Firm, Going Public Law Firms, Item 501, Registration Statement, Risk Factor, Risk Factors, Securities Act of 1933, Securities Law Blog, Securities Lawyer
A registration statement on Form S-1 can be used to register various types of securities offerings with the Securities and Exchange Commission (“SEC”). Form S-1 provides issuers with flexibility in the types of securities that can be registered. Form… Read More
Category: Blog Posts Tags: Form S-1, Form S-1 Going Public, Form S-1 law, Form S-1 Lawyer, Form S-1 Registration Statement, Form S-1 Registration Statement Lawyer, Form S-1 Registration Statement Lawyers, Form S-1 Registration Statements, Going Public, Going Public Attorney, Going Public Attorneys, Going Public Blog, Going Public Form S-1, Going Public Law Firm, Going Public Law Firms, Securities Law Blog, Securities Lawyers
A company becomes subject to SEC reporting requirements by filing a registration statement on Form 10 or Form 8-A under the Securities Exchange Act. Upon effectiveness, the company becomes subject to the SEC’s reporting requirements. These SEC reporting requirements… Read More
Category: Blog Posts Tags: Form 10, Form 8-A, Proxy Statement, Registration Statement, SEC, SEC reporting requirements, SEC Reporting Requirements Attorneys, SEC Reporting Requirements Benefits, SEC Reporting Requirements Law Firm, SEC Reporting Requirements lawyers, SEC Reporting Requirements Penalties, SEC Reporting Requirements Risks
