The “Genius” Plan: Penny Stock Insiders vs. Section 5 (Guess Who Wins)
Officers, directors, and other insiders try to “control” the flow of public sales - sometimes under the banner of Rule 144 -…
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Tiers and Transparency: Understanding the Differences Among OTCQX, OTCQB, and OTCID Markets
The article explains the OTC Markets Group's multi-tiered disclosure framework, which categorizes companies traded on the over-the-counter (OTC) electronic quotation system. The…
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SEC Dealer Rule Collapse: Impact on Toxic Lenders & OTC Penny Stocks
Learn how the SEC's Dealer Rule targeted toxic lenders in penny stock markets — and why its defeat means ongoing risks for…
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Commissioner Mark Uyeda Dissents in Unregistered Dealer SEC Enforcement Action
In his dissent, Uyeda seems to accept the generally accepted description of variable-rate convertible notes as "toxic" and "death spiral" financings that…
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