Dilution - Securities & Forensic Lawyers

FINRA Blacklists Curt Kramer, Mazuma and Asher Enterprises

ECOS attached FINRA’s letter to Michael Siegel, president and chief executive officer of Ecolocap, as Exhibit 99.1 to the filing.  The letter informed Siegel of its decision.  FINRA acted pursuant to the provisions of Rule 6490, which allows… Read More

What Do Selling Shareholders Disclose In Form S-1? Going Public Lawyers

Securities Lawyer 101 Blog Companies going public have a variety of structures for their transactions. Companies can sell shares in reliance upon Rule 506 of Regulation D and file a selling shareholder registration statement with the Securities and Exchange… Read More

Public Float Scams l Securities Lawyer 101

Securities Lawyer 101 Blog When companies go public, insiders often employ various mechanisms to control the company’s free trading shares also known as the “public float”.  When these mechanisms avoid the SEC’s registration and anti-fraud provisions, they are… Read More

SEC Suspends Petrotech Oil and Gas l Securities Lawyer 101

On March 14, 2014, the Securities and Exchange Commission (“SEC”)  announced the temporary suspension,  pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the “Exchange Act”), of trading of the securities of Petrotech Oil and Gas,… Read More

Direct Public Offering Attorneys

Direct Public Offering Attorneys

One of the most efficient ways to achieve public company status is by using a Direct Public Offering.  We will assist you with your Direct Public Offering using a registration statement. Direct Public Offerings can be structured a variety… Read More

Rule 506 Roadmap l Ask Securities Lawyer 101

Private placement offerings under Rule 506 of Regulation D of the Securities Act of 1933, as amended (the “Securities Act”) are a cost effective and relatively quick way for private companies to raise capital prior to their going public… Read More