Securities Lawyer Blog l Going Public Blog

How Can I Remove a DTC Chill Or Global Lock? Securities Lawyer 101

March 5, 2014

Jerry Williams AKA Monk Ordered to Pay Over $9,600,000

March 4, 2014

What Is a Naked Short Sale? Securities Lawyer 101

March 4, 2014

Investor Relations & General Solicitation After the JOBS Act

March 4, 2014

The SEC Speaks About the Registration Statement Process

March 1, 2014

SEC Suspends Trilliant Exploration

February 28, 2014

OTCQX Proposes Amendments to its OTCQX Rules

February 28, 2014

FBI Brings Securities Fraud Charges in $125 Million Medical Glove Scheme

February 28, 2014

Richard Altomare Convicted of Securities Fraud

February 28, 2014

SEC Charges Clean Energy l Securities Lawyer 101

February 28, 2014

George Louis Theodule Sentenced to 150 Months

February 28, 2014

Anthonie R. Sparrow Sentenced in $16 Million Scheme

February 28, 2014

Reverse Mergers l The Game Changers

February 28, 2014

FINRA Fines Brown Brothers Harriman $8 Million for Compliance Failures

February 6, 2014

Reverse Merger Bootcamp l Going Public Attorneys

February 5, 2014

New Proposals To Amend FINRA Rule 5110

February 4, 2014

SEC Shuts Down 20 Bogus S-1 Registration Statements After Promotion Stock Secrets Research Report

February 3, 2014

SEC Charges College Professor, Gonul Colak, in Naked Short Selling Scheme

January 31, 2014

Going Public For Canadian Issuers – Multijurisdictional Disclosure System

January 29, 2014

SEC Suspends Hi Score and OLIE After Janice Shell Research Report

January 27, 2014

David Kevin Lewis Sentenced to 30 Years for Oil and Gas Fraud

January 27, 2014

Felon Barry Minkow Becomes Pastor and Cons Church Congregation Out of Millions

January 26, 2014

SEC Provides Additional Guidance For Rule 506(c) Offerings

January 26, 2014

What Is Caveat Emptor? Going Public Lawyers

January 26, 2014

Steven Palladino Sentenced to 10-12 Years

January 24, 2014

SEC Target Held In Contempt and Arrested

January 23, 2014

Investment Advisor Impersonates Angel Investors to Get Clients

January 22, 2014

Art Scammers Busted by FBI

January 20, 2014

SEC Charges Senior Management of Veolia with Falsifying Financial Records

January 17, 2014

Joseph Meuse & Belmont Partners Barred, Enjoined and Fined

January 15, 2014

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