SEC Charges Simon Piers Thurlow, Roger Leon Fidler, Richard Oravec, Bradley Fidler, Bryce Emory Boucher, Joseph D. Jordan in Illegal Microcap OfferingAugust 5, 2022 Read More
SEC Charges Convertible Note Dealer Crown Bridge Partners, LLC, and its managing members, Soheil and Sepas Ahdoot for Failure to RegisterAugust 2, 2022 Read More
SEC Charges Eleven Individuals in $300 Million Crypto Pyramid Scheme known as ForsageAugust 1, 2022 Read More
SEC Charges Bradley Moynes and Digatrade Financial Corp in Fraudulent Microcap SchemeJuly 4, 2022 Read More
SEC Charges Empires Consulting Corp and its founders, Emerson Sousa Pires and Flavio Mendes Goncalves, and head trader, Joshua David Nicholas, with Fake Trading SchemeJuly 1, 2022 Read More
In Jarkesy v. Securities and Exchange Commission, the US Court of Appeals for the Fifth Circuit held that the Securities and Exchange Commission’s (SEC) adjudication of fraud cases in administrative proceedings is unconstitutionalJune 4, 2022 Read More
SEC obtains asset freezes and other emergency relief against StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia, and Eric D. LachowMay 19, 2022 Read More
Undercover Sting Takes Down Francis Biller, Raymond Dove, and Chester Alvarez in Boiler Room SchemeMarch 20, 2022 Read More
Attorney Andrew Coldicutt faces SEC charges after getting caught in an FBI stingMarch 2, 2022 Read More
SEC Charges Securities Fraud Recidivist Phillip W. Offill, Jr. and Justin W. Herman in Penny Stock Fraud SchemeJanuary 20, 2022 Read More
More Individuals Charged in Billion Dollar Penny Stock Pump and Dump/Money Laundering OperationDecember 12, 2021 Read More
Steven Gallagher Arrested And Charged With Securities Fraud For Using His Twitter Account To Operate A Pump-And-Dump SchemeOctober 30, 2021 Read More
Federal Jury Convicts Defendants In NuTech Energy Resources Securities FraudOctober 15, 2021 Read More
SEC Charges Webcast Host Mark Melnick for His Role in Market Manipulation SchemeOctober 9, 2021 Read More
SEC Obtains Emergency Relief Against Richard Xia Charged with EB-5 Securities FraudOctober 8, 2021 Read More
SEC Sues Carebourn Capital, L.P. and Its Managing Partner Chip Rice for Acting as an Unregistered Securities DealerOctober 3, 2021 Read More
SEC Charges Two Individuals for Wash Trading Scheme Involving Options of “Meme Stocks”September 27, 2021 Read More
SEC Charges Attorney Frederick Bauman with Participation in IIIegal, Unregistered Securities OfferingsSeptember 12, 2021 Read More
