SEC Amends Regulation S-K Item 101, 103 and 105
On August 26, 2020, the United States Securities and Exchange Commission (the “SEC”) finalized its proposed rule amending the disclosure requirements under…
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Rule 504 Offerings – Regulation D Attorneys
Securities offerings under Rule 504 of Regulation D of the Securities Act may prove useful to founders of startup and small companies.
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Public Company SEC Reporting Requirements -SEC Requirements to Go Public
Public Company SEC Reporting Requirements - SEC Requirements to Go Public, Going Public Attorneys. Companies filing registration statements with the SEC become…
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Section 4(a)(7) Resale Exemption – FAST ACT
Section 4(a)(7) provides an exemption for private resales from the SEC’s (“SEC”) registration statement requirements if certain conditions are met. One of…
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What Is a Seed Stockholder? Going Public Lawyers
One requirement of a going public transaction is that the issuer obtain sufficient stockholders to establish a trading market. These initial investors…
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Why Form 10 Shells Are High Risk – Form 10 Reverse Mergers
Many issuers seeking to raise capital often attempt to go public using a reverse merger with a Form 10 public shell company.…
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CAN-SPAM Issuers and Investor Relations – Securities Lawyer 101
If you use email in your business, you should be aware of the requirements of the CAN-SPAM Act ("CAN-SPAM"). Investor relations providers…
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What Is A Form 10 Registration Statement? Form 10 Securities Lawyers
Form 10 shells are used as inventory for reverse merger transactions that take a company from private to public company status.
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Confidential Registration Statements Q & A – Going Public Lawyers
The confidential submission of a registration statement on Form S-1 allows a company to keep the registration statement confidential.
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What is Form 10 Information? Going Public Attorneys
A Form 10 registration status can cure public shell company status and has been used by many companies after reverse mergers. Rule…
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Accredited Crowdfunding With Rule 506(c) – Going Public Attorneys
Private placement offerings under Rule 506(c) of Regulation D of the Securities Act of 1933, as amended (“Securities Act”) are a cost-effective…
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Form S-3 Registration Statement Eligibility and Requirements
Form S-3 is a short-form registration statement that consists primarily of information about the specific transaction. Form S-3 provides an opportunity not…
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Confidential Submission of Draft SEC Registration Statements
Confidential registration statements are often filed on Form S-1 as part of a going public transaction.
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SEC Comments – Form S-1 – Going Public Lawyers
Issuers who offer and sell securities or file an S-1 Registration Statement for selling shareholders in connection with a going public transaction…
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Regulation A+ Q & A – Regulation A+ Going Public Lawyers
Regulation A provides an exemption from registration that can be used in conjunction with a going public transaction. Regulation A has two…
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Form S-1 Registration, Filing and Requirements, Form S-1 and Going Public Lawyers
Form S-1 provides flexibility in going public transactions. It allows the issuer to register shares during the going public process on behalf…
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Regulation A + l Rule 506 l Form S-1 Comparison
Rule 506 and Regulation A provide smaller companies with a flexible alternative to raising capital and going public in connection with direct…
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