JDF Capital Inc Archives - Hamilton & Associates Law Group, P.A.

Attorney Mark Basile to Participate in Federal Enforcement Action SEC v. Carebourn Capital L.P. and Chip Alvin Rice

July 30, 2024

11th Circuit Upholds Unregistered Dealer Justin Keener SEC Judgment

May 30, 2024

The Evolving SEC Actions Against Toxic Lenders

November 6, 2023

SEC Wins $10.2 Million Judgment Against Justin W. Keener d/b/a JMJ Financial For Acting As Unregistered Penny Stock Dealer

December 21, 2022

SEC Sues LG Capital Funding and Its Managing Member, Joseph Lerman, for Acting as Unregistered Securities Dealers

June 15, 2022

SEC Wins Summary Judgment Against Unregistered Penny Stock Dealer Justin W Keener

January 30, 2022

SEC Sues Carebourn Capital, L.P. and Its Managing Partner Chip Rice for Acting as an Unregistered Securities Dealer

October 3, 2021

SEC Pursues Unregistered Dealers, Toxic Financing, Toxic Convertible Notes

August 1, 2021

2020 has been a historic year for Securities and Exchange Commission ("SEC") enforcement action against toxic lenders as unregistered dealers.

Is My Toxic Lender and Dilution Funder a Dealer? – SEC Toxic Financing Actions

June 9, 2020

Dilution Funders have been charged by the SEC as unregistered dealers in violation of the Securities Exchange Act. Justin Keener and his…

FINRA Fines Goldman Sachs Execution & Clearing $800,000

July 1, 2014

SEC Issues Trading Suspensions To Prevent Corporate Hijackings

June 13, 2014

SEC Initiates Proceedings Against Six Issuers to Prevent Corporate Hijackings

June 12, 2014

SEC Reinstates Richard Hylland, CPA to Practice Before the Commission

June 12, 2014

SEC Charges Lance Berger l Securities Lawyer 101

December 20, 2013

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