Market Maker Archives - Page 3 of 4 - Hamilton & Associates Law Group, P.A.

SEC Adopts Amendments to Simplify and Update Disclosure Requirements

September 8, 2018

OTC Markets OTCQB, OTCQX, OTC Pink Quotation, Listing and Disclosure

July 25, 2018

OTCQB Listing, OTCQB Requirements, OTCQB Reporting

June 29, 2018

Sponsoring Market Makers 101 – Form 211 and 15c-211 Requirements

March 6, 2018

SEC Suspends OTC Markets Issuers-Posted by Brenda Hamilton

January 13, 2018

Attorney Adam Tracy & the Nefarious World of Custodianship Shells

November 14, 2016

Attorney Adam Tracy & the Nefarious World of Custodianship Shells

March 8, 2016

SEC Charges American Growth Funding II with Fraud

February 29, 2016

Court Approves Summary Judgment Against Stewart Merkin

February 20, 2016

SEC Obtains Summary Judgment Against Andrew Farmer in Pump-And-Dump Scheme

November 1, 2015

What Disclosure Is Required By Rule 15c2-11?

October 30, 2015

SEC Halts Harrison Schumacher In California-Based Oil and Gas Investment Fraud

September 5, 2015

SEC Suspends Smart Ventures, Inc. (SMVR)

July 14, 2015

SEC Issues Trading Suspension of Triumph Ventures – TRVX

April 10, 2015

SEC Issues Trading Suspension of eCareer Common Shares

April 8, 2015

How Does a Sponsoring Market Maker Get a Ticker? Form 211 and Rule 15c-211

January 8, 2015

What is a Sponsoring Market Maker? Sponsoring Market Maker Lawyers

December 24, 2014

What is the OTC Link® ATS? OTC Markets Lawyers

December 21, 2014

OTCQX Listing, Eligibility & Quotation – OTC Markets Lawyers

December 21, 2014

OTC Markets FAQ – OTC Markets Attorneys

December 21, 2014

Moving On Up To The OTC Pink Current – OTC Markets Lawyers

December 2, 2014

OTC Markets Rules for OTCQB Companies

November 2, 2014

Sponsoring Market Makers l Going Public Bootcamp

September 23, 2014

Transparency Bootcamp – BrokerCheck 101 By: Brenda Hamilton Attorney

June 23, 2014

New OTCQB Requirements, Listing & Quotation – OTCQB Lawyer

June 21, 2014

OTC Pink Current Q & A l By: Brenda Hamilton Attorney

May 2, 2014

OTCQB Fees & Listing Requirements

March 26, 2014

Hamilton & Associates to Publish OTC Pink Paper Series

March 21, 2014

What are the OTC Markets Reporting Requirements?

March 6, 2014

OTCQX Proposes Amendments to its OTCQX Rules

February 28, 2014

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