Rule 144 Archives

Will Form 12b-25 Extend 10-Q’s Due Date? l Securities Lawyer 101

May 31, 2019

Form 12b-25 provides the issuer with a 5 day extension within which to file the Form 10-Q or 15 days for a…

SEC Charges Reverse Merger Shell Brokers, Tiber Creek and James Cassidy

April 11, 2019

Restricted Legends, Removal Requirements, Rule 144 for Shells – Tradability Legal Opinions

March 12, 2019

Resales of Restricted Stock l Securities Lawyer 101

June 5, 2018

Beware of Custodianship Shells and Reverse Mergers

May 4, 2018

SEC Seeks Enforcement Action After Reverse Merger

December 29, 2015

What Is Wrong With Buying a Shell To Go Public?

November 3, 2015

SEC Brings Charges In Reverse Merger Scam – Going Public Attorneys

September 10, 2015

Rule 144 Legal Opinions Q & A – Going Public Securities Lawyers

April 27, 2015

Who Has To File Form 144?

January 19, 2015

What is a Form 144 Notice of Sales? Going Public Lawyer

January 6, 2015

Reverse Mergers & Form 10 Shells

January 6, 2015

Paying Consultants & Stock Promoters With Stock – Going Public Lawyers

January 6, 2015

Shares registered on Form S-8 can only be used to compensate a natural person and not a corporation or other entity.

SEC Targets Another Promoter In a Reverse Merger Scheme

December 5, 2014

What is the Section 4(a)(5) Accredited Investor Exemption?

September 30, 2014

Zirk Englebrecht Indicted In Reverse Merger Scheme

September 18, 2014

Rule 144’s Current Public Information Requirement

August 28, 2014

Rule 144 Legal Opinion Checklist l Securities Lawyer 101

August 3, 2014

What is Regulation D? Going Public Lawyers

July 20, 2014

FINRA Brings Transparency to Rule 144A Corporate Debt Transactions

July 1, 2014

Transparency Bootcamp – Custodianship Disclosures In Reverse Mergers

June 25, 2014

SEC Charges Reverse Merger Purveyors By: Brenda Hamilton Attorney

June 8, 2014

How Do I Resell Restricted Stock Under Rule 144? l Securities Lawyer 101

January 5, 2014

Rule 144 C & D l Ask Securities Lawyer 101

June 28, 2013

Ask Securities Lawyer 101 l Rule 144 Q & A

June 8, 2013

Dead Stock Walking l Reverse Mergers

May 25, 2013

Rule 144 For OTC Pink Companies – Going Public Lawyers

May 6, 2013

Informational Requirements of Rule 144 – Rule 144 Legal Opinion Requirements

May 1, 2013

What Is a Form 144 Notice Of Sales? Rule 144 Requirements

February 1, 2012

What Is The Section 4(1) Exemption? Securities Lawyer 101

January 1, 2012

Registration Statement, Unregistered Securities, Safe harbor, Rule 144 safe harbor, Rule 144 legend, Rule 144 legend removal, Affiliate, Form 144, Control, Control…