Motion to Dismiss Denied by Court in DarkPulse Case Against EMA Financial LLCMarch 20, 2023 Read More
SEC Charges The Church of Jesus Christ of Latter-day Saints and Its Investment Management Company for Disclosure Failures and Misstated FilingsFebruary 27, 2023 Read More
Gonzalo Ortiz Sentenced to 30 Months’ Imprisonment for Defrauding Investor and Lying about his Trading ExperienceFebruary 6, 2023 Read More
SEC Obtains Over $5 Million Final Judgment Against Charlie Abujudeh in Multi-Million Dollar Microcap Pump and Dump SchemeJanuary 27, 2023 Read More
SEC Charges Avraham Eisenberg with Manipulating Mango Markets’ “Governance Token” to Steal $116 Million of Crypto AssetsJanuary 23, 2023 Read More
SEC Charges Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco for their roles in a fraudulent scheme to mislead investors about Cool Holdings, IncJanuary 10, 2023 Read More
SEC Wins $10.2 Million Judgment Against Justin W. Keener d/b/a JMJ Financial For Acting As Unregistered Penny Stock DealerDecember 21, 2022 Read More
Charges Filed Against Eight Social Media Influencers in $100 Million Stock Manipulation Scheme Promoted on Discord and TwitterDecember 14, 2022 Read More
FTX Founder Samuel Bankman-Fried Charged by the SEC and Criminally IndictedDecember 13, 2022 Read More
Justin Bieber, Kevin Hart, Snoop Dogg, Madonna, Serena Williams, Jimmy Fallon, and More Are Being Sued for Promoting Bored Ape Yacht Club NFTsDecember 11, 2022 Read More
David Stephens, Donald Danks, Jonathan Destler, and Robert Lazerus Indicted for Conducting an International Pump-and-Dump / Money Laundering Scheme Using Loop Industries IncNovember 25, 2022 Read More
SEC Charges Unregistered Brokers, Jeffrey K. Galvani and Stuart A. Jeffery, for Facilitating $1.2 Billion in Penny Stock TradesNovember 22, 2022 Read More
SEC Charges Incarcerated Felon (Syed Arham Arbab) and Five Friends in $2 Million Fraud SchemeNovember 1, 2022 Read More
Securities and Exchange Commission v. Manhattan Transfer Registrar Company and John C. AhearnOctober 4, 2022 Read More
SEC Targets Publicly Traded Chinese Issuers Under the Holding Foreign Companies Accountable ActAugust 24, 2022 Read More
SEC Charges Glenn B. Laken, Davies Wong, Richard Tang and 15 other Defendants and names Jason Black as a Relief Defendant in International Scheme to Manipulate Stocks Using Hacked US Brokerage AccountsAugust 16, 2022 Read More
SEC Charges Broker-Dealer Alpine Securities Corporation and Two Employees with Engaging in Unauthorized Securities TransactionsAugust 11, 2022 Read More
SEC Charges Simon Piers Thurlow, Roger Leon Fidler, Richard Oravec, Bradley Fidler, Bryce Emory Boucher, Joseph D. Jordan in Illegal Microcap OfferingAugust 5, 2022 Read More
SEC Charges Convertible Note Dealer Crown Bridge Partners, LLC, and its managing members, Soheil and Sepas Ahdoot for Failure to RegisterAugust 2, 2022 Read More
SEC Charges Eleven Individuals in $300 Million Crypto Pyramid Scheme known as ForsageAugust 1, 2022 Read More
SEC Charges Bradley Moynes and Digatrade Financial Corp in Fraudulent Microcap SchemeJuly 4, 2022 Read More
SEC Charges Empires Consulting Corp and its founders, Emerson Sousa Pires and Flavio Mendes Goncalves, and head trader, Joshua David Nicholas, with Fake Trading SchemeJuly 1, 2022 Read More
SEC Sues LG Capital Funding and Its Managing Member, Joseph Lerman, for Acting as Unregistered Securities DealersJune 15, 2022 Read More
SEC obtains asset freezes and other emergency relief against StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia, and Eric D. LachowMay 19, 2022 Read More
