Swiss Private Bank, Banque Pictet, Admits To Conspiring With U.S. Taxpayers To Hide Assets And Income In Offshore Accounts And Agrees to Pay More Than $122.9 MillionDecember 5, 2023 Read More
SEC Charges Adam R. Long, L2 Capital, LLC and Oasis Capital LLC, as Unregistered DealersSeptember 30, 2023 Read More
SEC Charges Philip Verges, James D. Tilton, Jr., Robert F. Malin and Linda MalinSeptember 27, 2023 Read More
SEC Charges Wilson J. Rondini, III and two companies Rondini controls for Operating as Unregistered Broker-DealersSeptember 20, 2023 Read More
SEC Charges Digital World Acquisition Corporation SPAC for Material Misrepresentations to InvestorsJuly 21, 2023 Read More
SEC Charges James P. Anglim in Connection with Fraudulent Scheme to Manipulate Stock PricesJuly 19, 2023 Read More
Former SEC Attorney and Recidivist Securities Violator Phillip W. Offill Sentenced to Prison AgainJuly 13, 2023 Read More
SEC Charges Convertible Note Dealer, BHP Capital NY Inc, and Its Owner, Bryan Pantofel, for Failure to RegisterJune 21, 2023 Read More
SEC Charges Auctus Fund Management LLC and Its Co-Owners, Louis Posner and Alfred Sollami, with Acting as Unregistered Securities DealersJune 1, 2023 Read More
SEC Obtains Final Judgment Against Thomas Ronk, Former Short Seller OpportunistJune 1, 2023 Read More
SEC Obtains Partial Summary Judgment Against Joshua Sason and Magna Group in IIIegal Microcap Securities OfferingsMay 16, 2023 Read More
SEC Obtains Final Judgments Against Alexander J. Dillon, Cosmin I. Panait, and their corporate entities GPL Ventures LLC and GPL Management LLCMay 4, 2023 Read More
Gerald Shaw, a Disbarred Attorney and Convicted Felon, Arrested For Involvement In Multi-Million-Dollar Fraud SchemeApril 21, 2023 Read More
SEC Charges Sean Wygovsky and Christopher Matthaei in Multi-Million Dollar SPAC Insider Trading SchemeApril 1, 2023 Read More
Lindsay Lohan, Jake Paul and six other celebrities charged by the SEC in crypto fraudMarch 23, 2023 Read More
Motion to Dismiss Denied by Court in DarkPulse Case Against EMA Financial LLCMarch 20, 2023 Read More
SEC Charges The Church of Jesus Christ of Latter-day Saints and Its Investment Management Company for Disclosure Failures and Misstated FilingsFebruary 27, 2023 Read More
Gonzalo Ortiz Sentenced to 30 Months’ Imprisonment for Defrauding Investor and Lying about his Trading ExperienceFebruary 6, 2023 Read More
