SEC Charges Convertible Note Dealer, BHP Capital NY Inc, and Its Owner, Bryan Pantofel, for Failure to RegisterJune 21, 2023 Read More
SEC Charges Auctus Fund Management LLC and Its Co-Owners, Louis Posner and Alfred Sollami, with Acting as Unregistered Securities DealersJune 1, 2023 Read More
SEC Obtains Final Judgment Against Thomas Ronk, Former Short Seller OpportunistJune 1, 2023 Read More
SEC Obtains Partial Summary Judgment Against Joshua Sason and Magna Group in IIIegal Microcap Securities OfferingsMay 16, 2023 Read More
SEC Obtains Final Judgments Against Alexander J. Dillon, Cosmin I. Panait, and their corporate entities GPL Ventures LLC and GPL Management LLCMay 4, 2023 Read More
Gerald Shaw, a Disbarred Attorney and Convicted Felon, Arrested For Involvement In Multi-Million-Dollar Fraud SchemeApril 21, 2023 Read More
SEC Charges Sean Wygovsky and Christopher Matthaei in Multi-Million Dollar SPAC Insider Trading SchemeApril 1, 2023 Read More
Lindsay Lohan, Jake Paul and six other celebrities charged by the SEC in crypto fraudMarch 23, 2023 Read More
Motion to Dismiss Denied by Court in DarkPulse Case Against EMA Financial LLCMarch 20, 2023 Read More
SEC Charges The Church of Jesus Christ of Latter-day Saints and Its Investment Management Company for Disclosure Failures and Misstated FilingsFebruary 27, 2023 Read More
Gonzalo Ortiz Sentenced to 30 Months’ Imprisonment for Defrauding Investor and Lying about his Trading ExperienceFebruary 6, 2023 Read More
SEC Obtains Over $5 Million Final Judgment Against Charlie Abujudeh in Multi-Million Dollar Microcap Pump and Dump SchemeJanuary 27, 2023 Read More
SEC Charges Avraham Eisenberg with Manipulating Mango Markets’ “Governance Token” to Steal $116 Million of Crypto AssetsJanuary 23, 2023 Read More
SEC Charges Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco for their roles in a fraudulent scheme to mislead investors about Cool Holdings, IncJanuary 10, 2023 Read More
SEC Wins $10.2 Million Judgment Against Justin W. Keener d/b/a JMJ Financial For Acting As Unregistered Penny Stock DealerDecember 21, 2022 Read More
Charges Filed Against Eight Social Media Influencers in $100 Million Stock Manipulation Scheme Promoted on Discord and TwitterDecember 14, 2022 Read More
FTX Founder Samuel Bankman-Fried Charged by the SEC and Criminally IndictedDecember 13, 2022 Read More
Justin Bieber, Kevin Hart, Snoop Dogg, Madonna, Serena Williams, Jimmy Fallon, and More Are Being Sued for Promoting Bored Ape Yacht Club NFTsDecember 11, 2022 Read More
David Stephens, Donald Danks, Jonathan Destler, and Robert Lazerus Indicted for Conducting an International Pump-and-Dump / Money Laundering Scheme Using Loop Industries IncNovember 25, 2022 Read More
SEC Charges Unregistered Brokers, Jeffrey K. Galvani and Stuart A. Jeffery, for Facilitating $1.2 Billion in Penny Stock TradesNovember 22, 2022 Read More
SEC Charges Incarcerated Felon (Syed Arham Arbab) and Five Friends in $2 Million Fraud SchemeNovember 1, 2022 Read More
SEC Charges Glenn B. Laken, Davies Wong, Richard Tang and 15 other Defendants and names Jason Black as a Relief Defendant in International Scheme to Manipulate Stocks Using Hacked US Brokerage AccountsAugust 16, 2022 Read More
