What is Form 10 Information? Going Public Attorneys
A Form 10 registration status can cure public shell company status and has been used by many companies after reverse mergers. Rule…
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Accredited Crowdfunding With Rule 506(c) – Going Public Attorneys
Private placement offerings under Rule 506(c) of Regulation D of the Securities Act of 1933, as amended (“Securities Act”) are a cost-effective…
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Blue Sky Laws and Secondary Trading and Resales in Regulation A Offerings
There are two offering tiers, Tier 1 and Tier 2 in Regulation A+ and each is treated differently under both SEC and…
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Raising Money For Your Business – Private Placement Memorandums
A Private Placement Memorandum is sometimes referred to as a confidential offering circular or an offering memorandum. A Private Placement Memorandum can be…
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Form S-3 Registration Statement Eligibility and Requirements
Form S-3 is a short-form registration statement that consists primarily of information about the specific transaction. Form S-3 provides an opportunity not…
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Confidential Submission of Draft SEC Registration Statements
Confidential registration statements are often filed on Form S-1 as part of a going public transaction.
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SEC Comments – Form S-1 – Going Public Lawyers
Issuers who offer and sell securities or file an S-1 Registration Statement for selling shareholders in connection with a going public transaction…
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Regulation A+ Q & A – Regulation A+ Going Public Lawyers
Regulation A provides an exemption from registration that can be used in conjunction with a going public transaction. Regulation A has two…
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Filing a Form S-1 Registration Statement? Going Public Lawyers
All companies going public should consider Form S-1 registration statement filing requirements when contemplating their securities offering. Form S-1 provides flexibility.
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Will Going Public Help Me Raise Capital? Going Public Attorneys
Going public is frequently used as a stepping stone by companies seeking to raise capital.
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What is a Form 8-A Registration Statement? Securities Lawyer 101
Form 8-A is a shortened type of securities registration statement under the Securities Exchange Act that registers a class of an issuer’s…
Read MoreForm 8-A and Form 10 Registration Statements – Securities Lawyer 101
Form 10 and 8-A can be used to register both debt and equity securities. Upon effectiveness, the issuer becomes subject to SEC…
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Form 10 Registration, Form 10 Effective Date – Securities Lawyer 101
Registration Statements on Form 10 ("Form 10") become effective automatically after 60 days. Form 10 registration covers a class of securities under…
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S-1 Registration Requirements, Filing Form S-1, S-1 Offering, S-1 Lawyers
S-1 Filing Requirements, Filing Form S-1, S-1 Offering, S-1 Lawyers - The process of going public using Form S-1 must be structured…
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Going Public – Regulation A+ – IPO Alternative
Regulation A contains two exemptions with unique requirements and benefits. Regulation A Tier 1 and Tier 2 allow the issuer to raise…
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When is a Form S-1 Confidential? Going Public Securities Lawyers
Form S-1 is a common part of the going public process. In some circumstances Form S-1 filings can remain confidential prior to…
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