SEC whistleblower Award Archives - Hamilton & Associates Law Group, P.A.

Whistleblower Frequently Asked Questions

February 5, 2025

The Whistleblower Program was created by Congress to provide monetary incentives for individuals to come forward and report possible violations of the…

Clinton Greyling Sentenced for Role in Unregistered Broker Scheme

January 6, 2025

Attorney Mark Basile to Participate in Federal Enforcement Action SEC v. Carebourn Capital L.P. and Chip Alvin Rice

July 30, 2024

SEC Obtains Over $5 Million Final Judgment Against Charlie Abujudeh in Multi-Million Dollar Microcap Pump and Dump Scheme

January 27, 2023

SEC Charges Avraham Eisenberg with Manipulating Mango Markets’ “Governance Token” to Steal $116 Million of Crypto Assets

January 23, 2023

SEC Obtains Judgment Against Todd Zinkwich

January 18, 2023

SEC Charges Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco for their roles in a fraudulent scheme to mislead investors about Cool Holdings, Inc

January 10, 2023

SEC Charges J.H. Darbie & Co with Anti-Money Laundering Violations

December 15, 2022

David Stephens, Donald Danks, Jonathan Destler, and Robert Lazerus Indicted for Conducting an International Pump-and-Dump / Money Laundering Scheme Using Loop Industries Inc

November 25, 2022

SEC Charges Unregistered Brokers, Jeffrey K. Galvani and Stuart A. Jeffery, for Facilitating $1.2 Billion in Penny Stock Trades

November 22, 2022

SEC Charges Incarcerated Felon (Syed Arham Arbab) and Five Friends in $2 Million Fraud Scheme

November 1, 2022

SEC Amends Whistleblower Rules to Incentivize Whistleblower Tips

August 29, 2022

SEC Charges Glenn B. Laken, Davies Wong, Richard Tang and 15 other Defendants and names Jason Black as a Relief Defendant in International Scheme to Manipulate Stocks Using Hacked US Brokerage Accounts

August 16, 2022

SEC Charges Broker-Dealer Alpine Securities Corporation and Two Employees with Engaging in Unauthorized Securities Transactions

August 11, 2022

SEC Charges Simon Piers Thurlow, Roger Leon Fidler, Richard Oravec, Bradley Fidler, Bryce Emory Boucher, Joseph D. Jordan in Illegal Microcap Offering

August 5, 2022

SEC Charges Convertible Note Dealer Crown Bridge Partners, LLC, and its managing members, Soheil and Sepas Ahdoot for Failure to Register

August 2, 2022

SEC Charges Eleven Individuals in $300 Million Crypto Pyramid Scheme known as Forsage

August 1, 2022

SEC Charges Bradley Moynes and Digatrade Financial Corp in Fraudulent Microcap Scheme

July 4, 2022

SEC Charges Empires Consulting Corp and its founders, Emerson Sousa Pires and Flavio Mendes Goncalves, and head trader, Joshua David Nicholas, with Fake Trading Scheme

July 1, 2022

SEC Charges Trends Investments Inc., Clinton Greyling and Leslie Greyling

June 10, 2022

SEC obtains asset freezes and other emergency relief against StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia, and Eric D. Lachow

May 19, 2022

SEC Obtains Final Judgment Ordering Frederick Sharp to Pay $52,925,214

May 15, 2022

Attorneys Gone Wild: Shawn Hackman, Elaine A. Dowling, and Harold P. Gewerter

May 9, 2022

SEC Charges Sung Kook (Bill) Hwang and Archegos Capital Management

April 27, 2022

SEC Charges 15 Individuals in a $194 Million International Penny Stock Fraud

April 18, 2022

SEC Charges Anthony Salandra in Market Manipulation Scheme

April 11, 2022

Undercover Sting Takes Down Francis Biller, Raymond Dove, and Chester Alvarez in Boiler Room Scheme

March 20, 2022

Attorney Andrew Coldicutt faces SEC charges after getting caught in an FBI sting

March 2, 2022

SEC Charges Michael M Beck (aka BigMoneyMike) with Penny Stock Fraud

February 20, 2022

SEC Charges Securities Fraud Recidivist Phillip W. Offill, Jr. and Justin W. Herman in Penny Stock Fraud Scheme

January 20, 2022

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