Stock Split Archives - Hamilton & Associates Law Group, P.A.

FINRA Corporate Action Requests

May 24, 2025

The Financial Industry Regulatory Authority (FINRA) oversees the processing of corporate action requests for companies trading in the over-the-counter (OTC) markets under…

Reverse Stock Splits by Nasdaq and NYSE Issuers

January 30, 2025

FINRA Enforcement of Non-Members and Penny Stock Issuers

June 28, 2018

Beware of Custodianship Shells and Reverse Mergers

May 4, 2018

What Is Wrong With Buying a Shell To Go Public?

November 3, 2015

A Tale of Two Stings: The Amogear and CitySide Reverse Merger

July 16, 2015

What is a Reverse Stock Split? Securities Lawyer 101

June 5, 2015

SEC Inquiries and Investigations

May 25, 2015

FINRA Uses Rule 6490 To Stop Reverse Merger Wash, Rinse, Repeat Issuers

September 22, 2014

Corporate Hijackings & The Assault On Small Companies

April 9, 2014

Reverse Merger and Public Float Scams l Securities Lawyer 101

March 23, 2014

SEC Continues Trading Suspensions to Prevent Reverse Merger Custodianship Fraud

March 20, 2014

How Can I Remove a DTC Chill Or Global Lock? Securities Lawyer 101

March 5, 2014

Reverse Mergers l The Game Changers

February 28, 2014

What Is Caveat Emptor? Going Public Lawyers

January 26, 2014

Anti-Fraud Provisions Apply To Reverse Merger and Public Float Schemes

September 2, 2013

Corporate Hijackings In Going Public Transactions

August 10, 2013

What Causes a DTC Chill? Going Public Lawyers

September 1, 2012

How FINRA Rule 6490 Impacts Reverse Mergers

October 19, 2011

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