SEC Charges Unregistered Brokers, Jeffrey K. Galvani and Stuart A. Jeffery, for Facilitating $1.2 Billion in Penny Stock TradesNovember 22, 2022 Read More
SEC Charges Fifteen Unregistered Brokers for Illegal Offering of Intertech SolutionsApril 24, 2019 Read More
SEC Charges ICO Superstore TokenLot LLC and Owners Lenny Kugel & Eli L. Lewitt With Operating As Unregistered Broker-DealersOctober 2, 2018 Read More
SEC Charges Unregistered Brokers Who Sold Woodbridge Securities to Main Street InvestorsSeptember 11, 2018 Read More
