Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer

Profile:

Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.

Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:

• Promotional Activity & Investor Relations Rules on OTC Markets
• OTC Markets Direct – Bypassing the Sponsoring Market Maker Under SEC Rule 15c2-11
• SEC to Formalize “Innovation Exemption” by Year-End: What It Means for Digital Asset Issuers and Market Participants
• The Role of Transfer Agents in OTC Markets Compliance
• Uplisting from OTC Markets to Nasdaq or NYSE
• When Short Sellers Hit OTC Markets Stocks – Securities Lawyer 101
• OTC Markets Direct: Sponsoring Market Makers Bypassed Under Rule 15c2-11
• The SEC’s Inspector General Calls for Overhaul of CorpFin’s Disclosure Review Process
• Texas Stock Exchange Nears Launch After SEC Approval — A New Challenger to NYSE and Nasdaq
• What Happens at the SEC During a Government Shutdown?
• SEC Takes Action to Curb Skyrocketing Costs of Consolidated Audit Trail
• Restricted Stock Q&A — 2025 Edition
• Rule 144 Resales of Restricted Securities of Shell Companies and Former Shell Companies
• Selling Private Placement Shares on Forge Global, Nasdaq Private Market, or Illiquidx
• Deep-Sea Mining, Public Market: Capital, Risk, and Regulatory Turbulence
• SEC Trading Suspensions of QMMM, SDM – New SEC Cross-Border Task Force
• Bollinger Innovations: The Curious Case of the Disappearing Investor
• What Does It Mean to Be an “Affiliate”?
• Rule 144 and 145: The SEC’s Favorite Party Poopers
• Trump Says No More Nasty 10-Qs — Make SEC Reporting Great Again
• Direct Public Offerings in 2025
• Nasdaq Proposes Tougher Listing Standards
• Navigating Periodic Reporting for U.S. Public Companies
• Hedge Funds Just Won a Key Review of the SEC’s Short-Sale Disclosure Rule. Here’s What It Means.
• Navigating Audit Committee Requirements
• Navigating Florida’s Revamped Securities Laws
• NASDAQ’s 20% Rule – Consideration When Going Public
• Understanding the SEC’s Concept Release on the Definition of a Foreign Private Issuer
• Navigating Corporate Governance: Requirements for Nasdaq and NYSE Companies
• Navigating SEC Disclosures: Director and Executive Officer Information