Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- Court Vacates Order in Unregistered Dealer, Crown Bridge Partners Case
- GHS Investments LLC and its owners, Mark Grober, Sarfraz Hajee and Matthew Schissler, settle with SEC – agree to pay disgorgement and fines and surrender remaining notes, warrants and stock.
- SEC Charges OTC Link LLC with Failing to File Suspicious Activity Reports
- Cassava Sciences (SAVA) Faces an Indictment and at Least Two Investigations
- Meta Materials (MMAT) Declares Chapter 7 Bankruptcy
- SEC Charges Ideanomics, its former Chairman and CEO, Zheng (Bruno) Wu, current CEO, Alfred Poor, and former CFO, Federico Tovar with Accounting and Disclosure Fraud
- SEC Awards Whistleblower a Bounty of More Than $37 Million
- OTC Markets Group Guidance on Dilution Risk with Respect to OTCQX and OTCQB Applicants
- Attorney Mark Basile to Participate in Federal Enforcement Action SEC v. Carebourn Capital L.P. and Chip Alvin Rice
- Andrew Left of Citron Research Indicted by the DOJ and Charged by the SEC
- Jury finds Guy Gentile liable as control person of SureTrader in SEC case
- Important Changes Are in Store for the SEC and Other Federal Agencies
- Does FINRA Rule 6490 Impact Going Public Transactions?
- Benefits of Direct Public Offerings
- Xeriant, Inc. Fights Toxic Funder Auctus Fund in Appellate Court
- Meta Materials Executives, John Brda and George Palikaras, charged with Market Manipulation, Fraud and Other Violations
- What are the SEC Reporting Requirements After My Form S-1 is Effective?
- Going Public Using an S-1
- Court denies James L. Koutoulas’ petition to quash SEC subpoena
- Why use a Direct Public Offering (DPO) to Go Public on the OTC Markets
- 11th Circuit Upholds Unregistered Dealer Justin Keener SEC Judgment
- Tips For Going Public With A Direct Public Offering
- SEC Obtains $5.9 Million Judgment Against John Fierro in Unregistered Penny Stock Dealer Case
- Are You Ready? T+1 Trade Settlement Begins Next Week
- PCAOB Imposes a $400,000 Fine and Sanctions MaloneBailey, LLP for Pervasive Quality Control Violations
- SEC Issues BF Borgers Exemptive Order For SEC Reporting Companies
- CAT’s Cradle – Ongoing Problems with the SEC’s Consolidated Audit Trail
- Trump Media’s auditing firm, BF Borgers, busted for “massive fraud”
- SEC permanently bans BF Borgers and its owner Benjamin Borgers and fines them a combined $14 million for accounting fraud
- SEC Nails BF Borgers and Ben Borgers – Issuers Must Obtain New Auditors
