Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- SEC Charges Simon Piers Thurlow, Roger Leon Fidler, Richard Oravec, Bradley Fidler, Bryce Emory Boucher, Joseph D. Jordan in Illegal Microcap Offering
- SEC Charges Convertible Note Dealer Crown Bridge Partners, LLC, and its managing members, Soheil and Sepas Ahdoot for Failure to Register
- SEC Charges Eleven Individuals in $300 Million Crypto Pyramid Scheme known as Forsage
- SEC Charges Bradley Moynes and Digatrade Financial Corp in Fraudulent Microcap Scheme
- SEC Charges Empires Consulting Corp and its founders, Emerson Sousa Pires and Flavio Mendes Goncalves, and head trader, Joshua David Nicholas, with Fake Trading Scheme
- SEC Sues LG Capital Funding and Its Managing Member, Joseph Lerman, for Acting as Unregistered Securities Dealers
- SEC Charges Trends Investments Inc., Clinton Greyling and Leslie Greyling
- In Jarkesy v. Securities and Exchange Commission, the US Court of Appeals for the Fifth Circuit held that the Securities and Exchange Commission’s (SEC) adjudication of fraud cases in administrative proceedings is unconstitutional
- Court Denies Carebourn Capital’s Motion for Judgement on the Pleadings in SEC Case
- PCAOB Sanctions Former BF Borgers Audit Director Bo-Shiang (“Eric”) Lien
- SEC obtains asset freezes and other emergency relief against StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia, and Eric D. Lachow
- OTCQX Markets Foreign Issuer Dual Listings – OTCQX Eligibility, Listing, Quotation
- SEC Obtains Final Judgment Ordering Frederick Sharp to Pay $52,925,214
- Attorneys Gone Wild: Shawn Hackman, Elaine A. Dowling, and Harold P. Gewerter
- SEC Files Charges Against Michael Forster
- OTC Markets Listing and Quotation – OTCQB Requirements
- SEC Charges Sung Kook (Bill) Hwang and Archegos Capital Management
- Resales of Restricted Securities By Non-Affiliates
- SEC Charges 15 Individuals in a $194 Million International Penny Stock Fraud
- What Is the OTC Markets Expert Market? Securities Lawyer Blog
- SEC Charges Anthony Salandra in Market Manipulation Scheme
- SEC Obtains Final Judgments from Chrysilios Chrysiliou and Panagiotis Bolovis for Their Roles in $45 Million Fraudulent Scheme
- Old School Ties: Donald Trump Sues Hillary Clinton and Many of Her “Cohorts”
- FINRA Extended Hearing Panel Expels Alpine Securities and Orders $2.3 Million in Restitution
- Undercover Sting Takes Down Francis Biller, Raymond Dove, and Chester Alvarez in Boiler Room Scheme
- Attorney Andrew Coldicutt faces SEC charges after getting caught in an FBI sting
- SEC Obtains Final Judgment Against Former Pharmaceutical Company CEO Martin Shkreli
- SEC Charges Michael M Beck (aka BigMoneyMike) with Penny Stock Fraud
- SEC Proposes Faster Trade Settlement Times
- SEC Wins Summary Judgment Against Unregistered Penny Stock Dealer Justin W Keener
