Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
SEC Charges Simon Piers Thurlow, Roger Leon Fidler, Richard Oravec, Bradley Fidler, Bryce Emory Boucher, Joseph D. Jordan in Illegal Microcap Offering
SEC Charges Convertible Note Dealer Crown Bridge Partners, LLC, and its managing members, Soheil and Sepas Ahdoot for Failure to Register
SEC Charges Eleven Individuals in $300 Million Crypto Pyramid Scheme known as Forsage
SEC Charges Bradley Moynes and Digatrade Financial Corp in Fraudulent Microcap Scheme
SEC Charges Empires Consulting Corp and its founders, Emerson Sousa Pires and Flavio Mendes Goncalves, and head trader, Joshua David Nicholas, with Fake Trading Scheme
SEC Sues LG Capital Funding and Its Managing Member, Joseph Lerman, for Acting as Unregistered Securities Dealers
SEC Charges Trends Investments Inc., Clinton Greyling and Leslie Greyling
In Jarkesy v. Securities and Exchange Commission, the US Court of Appeals for the Fifth Circuit held that the Securities and Exchange Commission’s (SEC) adjudication of fraud cases in administrative proceedings is unconstitutional
Court Denies Carebourn Capital’s Motion for Judgement on the Pleadings in SEC Case
PCAOB Sanctions Former BF Borgers Audit Director Bo-Shiang (“Eric”) Lien
SEC obtains asset freezes and other emergency relief against StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia, and Eric D. Lachow
OTCQX Markets Foreign Issuer Dual Listings – OTCQX Eligibility, Listing, Quotation
SEC Obtains Final Judgment Ordering Frederick Sharp to Pay $52,925,214
Attorneys Gone Wild: Shawn Hackman, Elaine A. Dowling, and Harold P. Gewerter
SEC Files Charges Against Michael Forster
OTC Markets Listing and Quotation – OTCQB Requirements
SEC Charges Sung Kook (Bill) Hwang and Archegos Capital Management
Resales of Restricted Securities By Non-Affiliates
SEC Charges 15 Individuals in a $194 Million International Penny Stock Fraud
What Is the OTC Markets Expert Market? Securities Lawyer Blog
SEC Charges Anthony Salandra in Market Manipulation Scheme
SEC Obtains Final Judgments from Chrysilios Chrysiliou and Panagiotis Bolovis for Their Roles in $45 Million Fraudulent Scheme
Old School Ties: Donald Trump Sues Hillary Clinton and Many of Her “Cohorts”
FINRA Extended Hearing Panel Expels Alpine Securities and Orders $2.3 Million in Restitution
Undercover Sting Takes Down Francis Biller, Raymond Dove, and Chester Alvarez in Boiler Room Scheme
Attorney Andrew Coldicutt faces SEC charges after getting caught in an FBI sting
SEC Obtains Final Judgment Against Former Pharmaceutical Company CEO Martin Shkreli
SEC Charges Michael M Beck (aka BigMoneyMike) with Penny Stock Fraud
SEC Proposes Faster Trade Settlement Times
SEC Wins Summary Judgment Against Unregistered Penny Stock Dealer Justin W Keener