Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer

Profile:

Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.

Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:

• Going Public and Direct Public Offerings Provide Benefits in 2025
• Whistleblower Frequently Asked Questions
• Reverse Stock Splits by Nasdaq and NYSE Issuers
• SEC Settles with Morningview Financial, LLC and Its Managing Member, Miles M. Riccio, Alleged to Have Acted as Unregistered Dealers
• SEC Enforcement Actions and Regulatory Evolution 2019–2025
• Pink Current will become OTCID on July 1, 2025
• What Are American Depositary Receipts (“ADRs”)?
• Philip Verges Indicted for Manipulating Five Publicly Traded Companies and Defrauding Investors of Over $200M
• Foreign Private Issuer Periodic Reporting on Form 20-F and Form 6-K
• Clinton Greyling Sentenced for Role in Unregistered Broker Scheme
• SEC says John Clayton, owner of Standard Registrar and Transfer Co, secretly acquired and dumped millions of shares of microcap stocks.
• Court of Appeals partially Rules in Favor of Alpine Securities but Alpine not out of the woods yet
• What to Expect When You’re Expeccting – Trump’s SEC
• The SEC Announces Enforcement Results for Fiscal Year 2024
• SEC brings charges against BIT Mining Ltd, Azure Power Global Ltd and Adani Green Energy Ltd in alleged massive bribery schemes
• The SEC’s Amended “Dealer” Definition for Toxic Lenders
• SEC Charges Olayinka Oyebola and His Accounting Firm With Aiding and Abetting Massive TINGO Fraud
• Securities Attorney Matthew C McMurdo suspended by the SEC
• SEC Charges Multiple Individuals and Entities in Relationship Investment Scams
• Commissioner Mark Uyeda Dissents in Unregistered Dealer SEC Enforcement Action
• Mullen Automotive (MULN): What to Do About Serial Reverse Splitters
• SEC Charges Seven NASDAQ Listed Public Companies with Violations of Whistleblower Protection Rule
• Are SEC Whistleblower Awards the Road to Riches or a Waste of Time?
• Court Vacates Order in Unregistered Dealer, Crown Bridge Partners Case
• SEC Charges OTC Link LLC with Failing to File Suspicious Activity Reports
• Cassava Sciences (SAVA) Faces an Indictment and at Least Two Investigations
• Meta Materials (MMAT) Declares Chapter 7 Bankruptcy
• SEC Charges Ideanomics, its former Chairman and CEO, Zheng (Bruno) Wu, current CEO, Alfred Poor, and former CFO, Federico Tovar with Accounting and Disclosure Fraud
• SEC Awards Whistleblower a Bounty of More Than $37 Million
• OTC Markets Group Guidance on Dilution Risk with Respect to OTCQX and OTCQB Applicants