Securities Lawyer Blog l Going Public Blog

Randy Hamdan Consents to Settling Market Manipulation Case

March 10, 2016

6 Charged for Violating Antifraud Provisions of the Federal Securities Laws

March 9, 2016

Michael Affa Sentenced in Microcap Case

March 9, 2016

Attorney Adam Tracy & the Nefarious World of Custodianship Shells

March 8, 2016

Wade James Lawrence Charged with Securities Fraud and Unauthorized Trading

March 8, 2016

Gregory Ruehle Charged with Defrauding Investors and Acting as an Unregistered Broker-Dealer

March 7, 2016

Attorney Jilbert Tahmazian Charged with Fraud in a Prime Bank Scheme

March 6, 2016

Frank Lleras Charged with Conducting a Fraudulent Investment Scheme

March 5, 2016

Court Enters Final Judgment Against Moazzam “Mark” Malik and Wolf Hedge LLC

March 4, 2016

Penny Stock Issuers and Their Principals Charged with Fraud

March 3, 2016

Court Enters Final Judgment Against Martin Weisberg

March 3, 2016

Insider Trading Defendant Herbert Sudfeld Found Guilty in a Related Case

March 2, 2016

SEC Charges American Growth Funding II with Fraud

February 29, 2016

SEC Enters Settlement Agreement with Concorde Bermuda Ltd.

February 28, 2016

Court Enters Final Judgment Against Shirmila Doddi For Insider Trading

February 26, 2016

Court Enters Final Judgment Against CEO of Polycom

February 25, 2016

Court Issues Asset Freeze Over Sedona Oil and Its President

February 24, 2016

SEC Charges Marquis Properties and Its Principals With Operating a Ponzi Scheme

February 23, 2016

SEC Charges StratoComm Coporation with Illicit Sale of Securities

February 22, 2016

COR Clearing Subpoenas Retail Shareholder Trade Information

February 21, 2016

Court Approves Summary Judgment Against Stewart Merkin

February 20, 2016

Pyramid Schemer Sanderly Rodrigues Incarcerated for Violation of Court Order

February 19, 2016

SEC Seeks Enforcement Against CEO of DecisionPoint

February 18, 2016

Court Denies Defendants’ Motion to Dismiss SEC Insider Trading Enforcement

February 17, 2016

SEC Charges Robert Crowe for Joining a Pay-to-Play Scheme

February 16, 2016

SEC Wins Insider Trading Case Against Capital One Employee

February 15, 2016

SEC Obtains Judgment Against Steven Davis

February 14, 2016

DTC Imposes Corporate Action DTC Eligibility Fee

February 13, 2016

Martin Shkreli Charged with Securities Fraud

February 11, 2016

SEC Obtains Asset Freeze of Oxford City Football Club

February 10, 2016

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