Securities Lawyer Blog l Going Public Blog

SEC Targets Another Promoter In a Reverse Merger Scheme

December 5, 2014

SEC Charges Traders Cafe Founders As Unregistered Brokers

December 5, 2014

Executives of Assisted Living Concepts Charged with Fraud

December 4, 2014

FINRA’s OTCBB Replacement To Report Six Digit Trade Prices

December 1, 2014

The SEC Pursues Shell Packer, Joseph Meuse

November 30, 2014

Feds to Auction Silk Road Bitcoins Belonging to Ross William Ulbricht

November 24, 2014

Trends in Bitcoin Regulation

November 24, 2014

SEC Censures Eureeca.com For Selling To US Investors

November 24, 2014

SEC Suspends Trading in Ebola Tickers

November 20, 2014

SEC Charges Eric Van Nguyen, Jay Fung and Anthony Thompson

November 17, 2014

Joseph Noel Charged In Stock Scalping Scheme

November 17, 2014

FINRA Investor Survey Reveals Support for Regulatory Protections

November 16, 2014

CFTC Addresses the Use of Rule 506 By Commodity Pool Operators

November 16, 2014

FINRA Addresses Confidentiality Provisions In Notice 14-40

November 16, 2014

NASDAQ Submits Proposals Requiring Public Disclosure of Denied Listing Applications

November 14, 2014

Medbox, Inc. Announces SEC Investigation

November 14, 2014

Belizean Judge Removes Asset Freeze in Robert Bandfield Case

November 11, 2014

Second Incarnation of Silk Road Bitcoin Shop Shut Down

November 10, 2014

What is an Investment Newsletter?

November 9, 2014

How Form S-1 and Form 10 Registration Statements Are Different

November 6, 2014

SEC Sanctions 10 Issuers for Form 8-K Failures

November 5, 2014

The SEC Investigates Bitcoin Companies

November 4, 2014

SEC Obtains Judgments Against James Wheeler and MicroHoldings

November 3, 2014

OTC Markets Rules for OTCQB Companies

November 2, 2014

Attorney Kenneth Eade Barred By SEC

October 29, 2014

Crowdfunding a Texas Intrastate Offering

October 28, 2014

Crowdfunding a Going Public Transaction –

October 28, 2014

How Do I Spin-Off A Subsidiary? Going Public Lawyers

October 21, 2014

Proposals For DTC Chills and Global Locks WITHDRAWN

October 12, 2014

SEC Obtains Final Judgment Entered Against 8000, Inc. CEO, Thomas Kelly

October 11, 2014

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