SEC Reports - Securities & Going Public Lawyers

SEC Late Filers 101 – Going Public Attorneys

It’s that time of year again when companies filing reports with the Securities and Exchange Commission (“SEC”) that have a December 31st year end, must file their annual report on Form 10-K. Recent enforcement actions against SEC filers and insiders… Read More

What is an Annual Report on Form 10-K? Securities Lawyer 101

Form 10-K attorneys generally draft the narrative portion of the annual report for publicly traded companies.  The Form 10-K report is the most comprehensive of the year.  This is because Form 10-K contains the issuer’s audited financial statements.  The annual… Read More

What Disclosures Are Required in Form 10-K ?

Securities Lawyer 101 Blog Form 10-K is a comprehensive annual report filed by SEC reporting companies that details information about the issuer and its operations. Form 10-K is required pursuant to Section 13 or 15(d) of the Securities… Read More