Regulation A Offerings
Regulation A offerings provide a flexible, streamlined pathway for companies-especially early-stage and growth-focused businesses-to raise capital from both accredited and non-accredited investors. Designed by the SEC to expand access to funding while maintaining investor protections, “Reg A” allows issuers to publicly market their investment opportunity with fewer regulatory burdens than a traditional IPO.
This white paper from Hamilton & Associates Law Group explains Regulation A structure, issuer eligibility, offering process, and compliance considerations for companies evaluating Reg A capital raises.
Read MoreOnce the SEC has qualified a Regulation A Offering Circular on Form 1-A, the company must begin reporting under the Regulation A standard. As we explain below, Tier 1 and Tier 2 are treated differently for purposes of Regulation A SEC reporting. Whil...
Read MoreRegulati on A, also known as Regulation A+, provides investors with more investment choices and issuers with more capital raising options during their going public transactions. The rules adopting Regulation A+ are mandated by Title IV of the Jumpsta...
Read More1. Overview of the Regulation A+ Exemption On March 25, 2015, the Securities and Exchange Commission (the "SEC") created Regulation A+ by adopting final rules to implement Section 401 of the Jumpstart Our Business Startups (JOBS) Act by expanding Reg...
Read MoreWHAT YOU NEED TO KNOW ABOUT REGULATION A OFFERINGS On March 25, 2015, The Securities and Exchange Commission (the "SEC") adopted final rules to implement Section 401 of The Jumpstart Our Business Startups (JOBS) Act by expanding Regulation A into two...
Read MoreRegulation A Form 1-A Offering Statements require line item disclosure of information about the issuer and the offering. Form 1-A is subject to a full review by the SEC. Regulation A offerings can be used in combination with direct public offerings a...
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